Compliance and Regulatory Support
Compliance and Regulatory Support
With decades of experience with global regulations in the area of compliance, including in positions responsible for implementing and maintaining compliance processes and systems, including regulatory reviews and inspections, we have deep experience and knowledge withglobal compliance and related regulatory requirements.
The training objective is to share our expertise, experience and wisdom in important areas for senior officers responsible for global structures and their regulatory obligations, including topics such as:
- What are the key AML rules and related laws in my industry?
- How to coordinate between rules from different jurisdictions where we maintain structures
- Who is obligated to, and if we outsource, how do we maintain control and fulfill our obligations?
- How to navigate data protection rules with rules on access to information and personal data for managers and regulators in various jurisdictions
- How to use technology to collect and verify identity, what the regulations say
- Which processes and systems are most fragile in the minds of regulators?
- How to conduct a process and systems audit
Contact:
contact@martinsadvisory.com
